MD
Maria Dichiara
AXIOM CAPITAL MANAGEMENT
New York, NY 10118
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CRD#: 1751312
MD
Professional summary
Maria Dichiara, who also goes by Maria (nmn) Wilson, Maria Wilson, Maria Wilson Dichiara, is a registered financial professional currently at AXIOM CAPITAL MANAGEMENT, INC. located in New York, New York.
Maria is registered as a RR (Registered Representative) and started their career in finance in 1987. Maria has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Maria (nmn) Wilson | Maria Wilson | Maria Wilson Dichiara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Maria Dichiara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 1990 - Present
AXIOM CAPITAL MANAGEMENT, INC.
Office #1: 350 Fifth Avenue Suite 6740, New York, NY 10118BD
CRD#: 26580
New York, NY
Past
July 1, 1988 - October 1, 1990
CAPITAL HILL GROUP, INC.
BD
CRD#: 10323
AUSTIN, TX
Past
October 20, 1987 - February 18, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
BD
CRD#: 501
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2014)
RR
Alaska(2/10/2014)
RR
Arizona(7/14/1999)
RR
Arkansas(2/10/2014)
RR
California(11/17/2006)
RR
Colorado(11/17/2006)
RR
Connecticut(8/17/1998)
RR
Delaware(2/10/2014)
RR
District of Columbia(2/10/2014)
RR
Florida(12/6/1990)
RR
Georgia(11/17/2006)
RR
Hawaii(2/10/2014)
RR
Idaho(2/10/2014)
RR
Illinois(2/10/2014)
RR
Indiana(2/10/2014)
RR
Iowa(2/10/2014)
RR
Kansas(2/10/2014)
RR
Kentucky(2/10/2014)
RR
Louisiana(2/10/2014)
RR
Maine(2/10/2014)
RR
Maryland(2/10/2014)
RR
Massachusetts(1/30/2001)
RR
Michigan(2/10/2014)
RR
Minnesota(2/10/2014)
RR
Mississippi(2/10/2014)
RR
Missouri(2/10/2014)
RR
Montana(2/10/2014)
RR
Nebraska(2/10/2014)
RR
Nevada(2/10/2014)
RR
New Hampshire(11/17/2006)
RR
New Jersey(5/9/1994)
RR
New Mexico(2/10/2014)
RR
New York(7/17/1990)
RR
North Carolina(2/10/2014)
RR
North Dakota(2/10/2014)
RR
Ohio(2/10/2014)
RR
Oklahoma(2/10/2014)
RR
Oregon(2/10/2014)
RR
Pennsylvania(5/10/2000)
RR
Puerto Rico(2/10/2014)
RR
Rhode Island(2/10/2014)
RR
South Carolina(2/10/2014)
RR
South Dakota(2/10/2014)
RR
Tennessee(11/15/2006)
RR
Texas(2/10/2014)
RR
Utah(2/10/2014)
RR
Vermont(8/22/1995)
RR
Virgin Islands(1/12/2009)
RR
Virginia(2/10/2014)
RR
Washington(2/10/2014)
RR
West Virginia(2/10/2014)
RR
Wisconsin(2/10/2014)
RR
Wyoming(2/10/2014)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AC
AXIOM CAPITAL MANAGEMENT, INC.
AXIOM CAPITAL MANAGEMENT, INC. | DLM HOLDINGS INC.
CRD#: 26580 / SEC#: , 8-42638
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
350 Fifth Avenue Suite 6740, New York, NY 10118
Mailing Address
350 Fifth Avenue Suite 6740, New York, NY 10118
Phone number
(212) 521-3800
Established
Delaware since 04/12/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
