Mark C. Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Chandler Hogan, who also goes by Mark C Hogan, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2005. Mark had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2009 - July 6, 2021
MADISON WEALTH MANAGEMENT
March 14, 2005 - September 30, 2009
RIVERPOINT CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON WEALTH MANAGEMENT
CRD#: 111728 / SEC#: 801-60390
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,495 |
| AUM (Assets Under Management) | $ 1,123,859,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/05/2024 | ||
| 07/14/2023 | ||
| 09/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
