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MH

Mark Chandler Hogan

CRD# 1751132·Registered 2005 - 2021
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Chandler Hogan, who also goes by Mark C Hogan, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2005 - 2021. Mark had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark C Hogan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MADISON WEALTH MANAGEMENT·CRD# 111728
RIA
Cincinnati, OH
October 8, 2009 - July 6, 2021
RIVERPOINT CAPITAL MANAGEMENT, INC.·CRD# 109068
RIA
Cincinnati, OH
March 14, 2005 - September 30, 2009

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Current Firm

MW
MADISON WEALTH MANAGEMENT

MADISON FINANCIAL ADVISORS | MADISON WEALTH MANAGEMENT | MADISON FINANCIAL ADVISORS, LTD

CRD#: 111728 / SEC#: 801-60390

Contact Information

Main Address

7755 Montgomery Road Suite 510, Cincinnati, OH 45236

Phone Number

(513) 871-4555

# of Employees

29

Documents

Latest Form ADV

Part 2 Brochures

MADISON WEALTH MANAGEMENT BROCHURE 10-2023 (10/26/2023)

Regulatory Assets Under Management

Total Number of Accounts

2,495

AUM (Assets Under Management)

$1,123,859,860

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/05/2024Cover PageReport
07/14/2023Cover PageReport
09/14/2022Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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