David E. Budnik

CARLYLE WEALTH PLANNING

Atlanta, GA 30328

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CRD#: 1750743

Professional summary

David Edward Budnik is a registered financial advisor currently at CARLYLE WEALTH PLANNING located in Atlanta, Georgia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVID E. BUDNIK; NOT INVESTMENT RELATED; FIVE CONCOURSE PARKWAY SUITE 3000, ATLANTA, GA 30328; TAX RETURN PREPARATION; CPA; 20 HOURS PER MONTH INCLUDING DURING TRADING; NON-PRODUCING REGISTERED REP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Budnik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2007 - Present

CARLYLE WEALTH PLANNING

Office #1: Five Concourse Parkway Suite 3000, Atlanta, GA 30328

RIA

CRD#: 126298

Atlanta, GA

Past

October 26, 2011 - December 31, 2012

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

ATLANTA, GA

Past

October 25, 2011 - December 31, 2014

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

ATLANTA, GA

Past

December 12, 2006 - October 25, 2011

SANDERS MORRIS LLC

RIA

CRD#: 20580

ATLANTA, GA

Past

September 17, 2003 - October 25, 2011

SANDERS MORRIS LLC

CRD#: 20580

ATLANTA, GA

Past

December 11, 1992 - October 15, 2003

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

April 15, 1992 - December 31, 1992

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Past

November 19, 1989 - December 7, 1989

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 10, 1989 - May 14, 1992

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

May 3, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 21, 1987 - May 20, 1988

CARNEGIE SECURITIES CORPORATION

CRD#: 14871

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/18/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/19/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Current Firm

CARLYLE WEALTH PLANNING

BORST INVESTMENT PLANNING SERVICES, INC. | CARLYLE WEALTH PLANNING, INC. | CARLYLE WEALTH PLANNING

CRD#: 126298 / SEC#:

Georgia

Registered Investment Advisory firm - (4/20/1992 Approved)

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Contact information

Main Address

Five Concourse Parkway Suite 3000, Atlanta, GA 30328

Mailing Address

Phone number

(770) 956-8775

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David E. Budnik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Budnik's CRS (Customer Relationship Summary).

Certified licenses

Experience

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

SANDERS MORRIS LLC

SANDERS MORRIS LLC

IFG NETWORK SECURITIES, INC.

PLANNED INVESTMENTS INC.

OSAIC WEALTH, INC.

DERAND/PENNINGTON/BASS, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CARNEGIE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/1987

SIE

Date: 12/31/2014

Series 7

Date: 10/17/1987

Current Firm

CARLYLE WEALTH PLANNING

Contact information

Documents

Red Flags

Company Information

CARLYLE WEALTH PLANNING

TRUST BUT VERIFY

Contact information

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