Terrence L. Mcmullen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Lee Mcmullen, CFP®, who also goes by Terrence Mcmullen, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1987. Terrence had worked at 2 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
February 1, 2010 - October 31, 2023
1ST SECURITIES MANAGEMENT, INC
October 21, 1987 - March 26, 1991
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
1ST SECURITIES MANAGEMENT, INC
CRD#: 135757 / SEC#:
Contact information
Red Flags
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