Jeffrey R. Smith
NORTH SHORE INVESTMENT CONSULTING LLC
Wilmette, IL 60091
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CRD#: 1750020
Professional summary
Jeffrey Robert Smith, CFP® is a registered financial advisor currently at NORTH SHORE INVESTMENT CONSULTING LLC located in Wilmette, Illinois.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffrey has worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 24 and Series 4 exams.
Biography
Academic & Credentials
Mr. Smith has an undergraduate degree in economics (NIU), an MBA in Finance (DePaul) and has conducted advanced studies in financial planning, portfolio management and statistics at the University of Chicago and Northwestern. He is a Certified Financial Planner (CFP), Chartered Financial Analyst (CFA) and is a member of The Investment Analysts Society of Chicago. North Shore Investment Consulting, LLC is a trademarked organization and member of the Kenilworth and Wilmette Chamber of Commerce.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Do you have an area of expertise or specialization?
High Net Worth Client Needs
Investment Advice with Ongoing...
Middle Income Client Needs
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Robert Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
July 6, 2004 - Present
NORTH SHORE INVESTMENT CONSULTING LLC
Office #1: 1150 Wilmette Avenue, Suite E, Wilmette, IL 60091RIA
CRD#: 131763
Wilmette, IL
Past
July 6, 2004 - December 31, 2006
NORTH SHORE INVESTMENT CONSULTING LLC
RIA
CRD#: 131763
GRAYSLAKE, IL
Past
June 26, 1992 - August 11, 1997
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 20, 1991 - May 9, 1991
INVESTORS BROKERAGE SERVICES, INC.
BD
CRD#: 4257
ELGIN, IL
Past
March 24, 1988 - May 17, 1991
KEMPER FINANCIAL SERVICES, INC.
BD
CRD#: 798
Past
October 20, 1987 - December 31, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
BD
CRD#: 14156
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTH SHORE INVESTMENT CONSULTING LLC
NORTH SHORE INVESTMENT CONSULTING LLC
CRD#: 131763 / SEC#: 801-118847
RIA
Registered Investment Advisory firm - (6/3/2020 Approved)Illinois
Registered Investment Advisory firm - (6/3/2020 Terminated)Texas
Registered Investment Advisory firm - (2/14/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/6/2004)
IAR
Texas(1/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
NORTH SHORE INVESTMENT CONSULTING LLC
NORTH SHORE INVESTMENT CONSULTING LLC
CRD#: 131763 / SEC#: 801-118847
RIA
Registered Investment Advisory firm - (6/3/2020 Approved)Illinois
Registered Investment Advisory firm - (6/3/2020 Terminated)Texas
Registered Investment Advisory firm - (2/14/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1150 Wilmette Avenue, Suite E, Wilmette, IL 60091
Mailing Address
Phone number
(847) 445-4100
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 296 |
| AUM (Assets Under Management) | $ 148,706,717 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 | ||
| 09/27/2023 | ||
| 12/22/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
