Renee L. Waters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renee Lynn Waters, who also goes by Renee Lynn Decker, was a registered financial professional .
Renee is a previously registered financial professional and started their career in finance in 1988. Renee had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2014 - March 31, 2015
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
May 29, 2014 - March 31, 2015
NEWEDGE SECURITIES, LLC
June 30, 2006 - June 27, 2014
AMERITAS INVESTMENT COMPANY, LLC
June 30, 2006 - June 27, 2014
AMERITAS INVESTMENT COMPANY, LLC
January 24, 2003 - June 30, 2006
CARILLON INVESTMENTS, INC.
November 27, 2002 - June 30, 2006
CARILLON INVESTMENTS, INC.
May 31, 2000 - November 22, 2002
EQUITABLE ADVISORS, LLC
March 10, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 10, 1997 - November 22, 2002
EQUITABLE ADVISORS, LLC
January 7, 1997 - January 29, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 7, 1997 - January 29, 1997
EQUITABLE ADVISORS, LLC
November 5, 1993 - January 6, 1997
CETERA WEALTH SERVICES, LLC
September 19, 1988 - October 25, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 12, 1988 - October 25, 1993
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
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