Michael L. Bamgartner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Leon Bamgartner, who also goes by Mike Bamgartner, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1987. Michael had worked at 8 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2006 - April 1, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
October 28, 2005 - August 25, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 12, 2002 - April 1, 2010
WORLD GROUP SECURITIES, INC.
June 6, 1994 - April 12, 2002
WMA SECURITIES, INC.
December 14, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 15, 1992 - November 27, 1992
MONY SECURITIES CORPORATION
October 27, 1988 - November 1, 1990
PRUCO SECURITIES, LLC.
October 26, 1988 - November 1, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 9, 1987 - October 20, 1988
FBL MARKETING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORS INTERNATIONAL, INC.
CRD#: 139233 / SEC#: 801-66681
Contact information
Red Flags
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