David J. Bevins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Bevins, who also goes by David J Bevins, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2014 - October 6, 2016
ALPINE SECURITIES CORPORATION
June 29, 2009 - June 29, 2012
EZ STOCKS, INC.
August 21, 2006 - March 7, 2007
JW RICHARDS, INC
January 11, 2006 - February 20, 2007
NORTH AMERICAN CLEARING, INC.
February 4, 2004 - February 8, 2005
CULLUM & BURKS SECURITIES, INC.
July 6, 1999 - December 19, 2001
RUSHMORE SECURITIES CORPORATION
September 20, 1994 - June 7, 1999
TCADVISORS NETWORK INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPINE SECURITIES CORPORATION
CRD#: 14952 / SEC#: , 8-31464
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 45 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
