Nelson B. Mead

CORNELL POCHILY INVESTMENT ADVISORS

Ithaca, NY 14850-1094

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CRD#: 1749754

Professional summary

Nelson Bradford Mead, CFP® is a registered financial advisor currently at CORNELL POCHILY INVESTMENT ADVISORS, INC. located in Ithaca, New York.

Nelson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Nelson has worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nelson Bradford Mead's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

April 20, 2017 - Present

CORNELL POCHILY INVESTMENT ADVISORS, INC.

Office #1: 2415 North Triphammer Road Suite 1, Ithaca, NY 14850-1094

RIA

CRD#: 145355

Ithaca, NY

Past

January 1, 2005 - December 22, 2008

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

April 21, 1998 - January 1, 2005

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

September 27, 1993 - April 18, 1996

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

May 13, 1991 - September 24, 1993

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

September 13, 1989 - May 10, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 13, 1989 - May 10, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 21, 1988 - September 19, 1989

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

October 14, 1987 - January 17, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNELL POCHILY INVESTMENT ADVISORS, INC.

CORNELL POCHILY INVESTMENT ADVISORS, INC. | XENA WEALTH MANAGEMENT, INC.

CRD#: 145355 / SEC#: 801-68467

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/5/2021)

IAR

Texas
(4/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/13/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CORNELL POCHILY INVESTMENT ADVISORS, INC.

CORNELL POCHILY INVESTMENT ADVISORS, INC. | XENA WEALTH MANAGEMENT, INC.

CRD#: 145355 / SEC#: 801-68467

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

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Contact information

Main Address

2415 North Triphammer Road Suite 1, Ithaca, NY 14850-1094

Mailing Address

Phone number

(607) 391-7080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORNELL POCHILY INVESTMENT ADVISORS, INC. DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,282
AUM (Assets Under Management)	$ 570,312,667

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nelson B. Mead

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nelson Bradford Mead's CRS (Customer Relationship Summary).

Certified licenses

Experience

HSBC SECURITIES (USA) INC.

HSBC BROKERAGE (USA) INC.

HSBC BROKERAGE (USA) INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

TOWER SQUARE SECURITIES, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CORNELL POCHILY INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/13/1987

Series 7

Date: 11/18/1989

Series 6

Date: 10/13/1987

Current Firm

CORNELL POCHILY INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNELL POCHILY INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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