Gina M. Fredericks
Professional summary
Gina Marie Fredericks, who also goes by Gina Fredericks, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Glastonbury, Connecticut.
Gina is registered as a RR (Registered Representative) and started their career in finance in 1987. Gina has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gina Marie Fredericks's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2017 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 180 Glastonbury Boulevard #104a, Glastonbury, CT 06033May 30, 2008 - January 31, 2017
FIRST ALLIED SECURITIES, INC.
January 3, 2002 - May 30, 2008
FFP SECURITIES, INC.
June 30, 1995 - March 17, 2000
FFP SECURITIES, INC.
January 20, 1995 - April 28, 1995
PRUCO SECURITIES, LLC.
October 14, 1987 - October 11, 1988
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2017)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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