Jose Dios
Professional summary
Jose Dios is a registered financial professional currently at KIDRON CAPITAL SECURITIES LLC located in New York, New York.
Jose is registered as a RR (Registered Representative) and started their career in finance in 1994. Jose has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Dios's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2020 - Present
KIDRON CAPITAL SECURITIES LLC
Office #1: 152 West 57th Street 37th Fl, New York, NY 10019January 10, 2008 - March 11, 2009
FAIRFIELD HEATHCLIFF CAPITAL LLC
May 19, 2006 - January 15, 2008
CITIGROUP GLOBAL MARKETS INC.
March 28, 2003 - January 9, 2006
CITICORP INVESTMENT SERVICES
June 20, 2001 - January 9, 2006
CITICORP INVESTMENT SERVICES
April 3, 1998 - January 5, 2001
BROOKE SECURITIES, INC.
March 9, 1994 - May 3, 1996
GAM SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2020)
(5/6/2022)
(4/12/2021)
(8/20/2020)
(8/20/2020)
(5/20/2025)
(6/23/2022)
Exams
Series 7TO
Date: 8/3/2020
General Securities Representative ExaminationFINRA
Current Firm
KIDRON CAPITAL SECURITIES LLC
CRD#: 149826 / SEC#: , 8-68192
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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