Lisa Hill-millar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Hill-millar, who also goes by Lisa D Hill, Lisa Dawn Hill, Lisa Hill, Lisa D Hill-millar, Lisa Dawn Hill-millar, Lisa Millar, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2007. Lisa had worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Ricks College
Associate of Arts - Arts and Sciences
1983
Experience
March 31, 2025 - June 4, 2026
STRATEGIC ADVISERS LLC
April 6, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 28, 2022 - June 4, 2026
FIDELITY BROKERAGE SERVICES LLC
April 26, 2021 - July 1, 2021
J.P. MORGAN SECURITIES LLC
April 23, 2021 - July 1, 2021
J.P. MORGAN SECURITIES LLC
June 13, 2016 - January 11, 2021
TD AMERITRADE, INC.
June 10, 2016 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 10, 2016 - January 11, 2021
TD AMERITRADE, INC.
January 21, 2015 - December 31, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 21, 2015 - December 31, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 17, 2013 - November 24, 2014
WADDELL & REED
April 16, 2013 - November 24, 2014
WADDELL & REED
May 8, 2012 - April 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 2012 - April 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2011 - March 15, 2012
FIDELITY BROKERAGE SERVICES LLC
May 11, 2007 - December 5, 2008
CHASE INVESTMENT SERVICES CORP.
January 31, 2007 - May 14, 2007
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
