Robin O. Oegerle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Olin Oegerle, who also goes by Robin O Oegerle, Robin H Olin, Robin Henrietta Olin, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 1987. Robin had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2017 - July 25, 2018
CPA INVESTMENT SOLUTIONS, INC.
April 9, 2009 - April 28, 2017
B. RILEY WEALTH MANAGEMENT
March 30, 2009 - April 28, 2017
B. RILEY WEALTH MANAGEMENT
March 13, 2009 - April 15, 2009
RBC CAPITAL MARKETS, LLC
March 13, 2009 - April 15, 2009
RBC CAPITAL MARKETS, LLC
February 17, 1999 - March 13, 2009
FERRIS, BAKER WATTS, LLC
April 5, 1991 - March 13, 2009
FERRIS, BAKER WATTS, LLC
November 24, 1987 - September 1, 1988
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CPA INVESTMENT SOLUTIONS, INC.
CRD#: 144888 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 153 |
| AUM (Assets Under Management) | $ 49,352,986 |
Red Flags
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