Keith R. Davenport
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Robert Davenport, CFP® was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1988. Keith had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2017 - March 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
May 2, 2016 - March 7, 2018
SCOTTRADE, INC.
February 23, 2005 - October 16, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 21, 1994 - December 31, 1995
TEACHERS PERSONAL INVESTORS SERVICES, INC.
September 14, 1993 - October 16, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 3, 1989 - March 21, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 1, 1989 - March 21, 1990
PRUCO SECURITIES, LLC.
April 19, 1988 - May 5, 1989
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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