Catherine B. Sidamon-eristoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Baxter Sidamon-eristoff, who also goes by Catherine E Baxter, Catherine Elaine Baxter, Catherine B. Eristoff, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 1987. Catherine had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2007 - December 31, 2012
CONSTELLATION WEALTH ADVISORS LLC
December 13, 2007 - September 30, 2015
CONSTELLATION WEALTH ADVISORS LLC
November 13, 2002 - October 15, 2003
MORGAN STANLEY MARKET PRODUCTS INC.
May 13, 2002 - January 5, 2006
MORGAN STANLEY & CO. LLC
October 20, 1987 - January 5, 2006
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 8/29/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CONSTELLATION WEALTH ADVISORS LLC
CRD#: 142502 / SEC#: 801-67762, 8-67471
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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