Timothy J. Walsh

NAVIDAR LLC

Austin, TX 78746

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CRD#: 1748706

Professional summary

Timothy John Walsh, who also goes by Timothy J Walsh, is a registered financial advisor currently at NAVIDAR LLC located in Austin, Texas and NAVIDAR GROUP LLC located in Austin, Texas.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Timothy has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy J Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Spends 99% of time doing M&A business through Navidar Holdco. Non-securities related 2. POSITION: 2% OWNER - VETA NELL LLC; AUSTIN, TX; INVESTMENT RELATED: NO; NUMBER OF HOURS DEVOTED A WEEK: 1; NUMBER OF HOURS DEVOTED TO OTHER BUSINESS DURING TRADING HOURS: 1; START DATE: 1/2023; DESCRIPTION: SELLING FRAGRANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2022 - Present

NAVIDAR LLC

Office #1: 2700 Via Fortuna, Suite 140, Austin, TX 78746

RIA

CRD#: 277084

Austin, TX

Current

May 22, 2009 - Present

NAVIDAR GROUP LLC

Office #1: 2700 Via Fortuna, Suite 140, Austin, TX 78746

CRD#: 148011

Austin, TX

Past

July 23, 2015 - December 31, 2021

NAVIDAR LLC

RIA

CRD#: 277084

AUSTIN, TX

Past

May 14, 2009 - September 28, 2009

FULCRUM SECURITIES, LLC

CRD#: 140084

SAINT LOUIS, MO

Past

January 15, 2009 - February 20, 2009

TEJAS SECURITIES GROUP, INC.

CRD#: 36705

NEW YORK, NY

Past

June 7, 2007 - May 12, 2009

BUTLER CAPITAL PARTNERS

CRD#: 114242

NEW YORK, NY

Past

August 16, 2005 - February 26, 2007

RAYMOND JAMES INSURANCE GROUP, INC.

CRD#: 121221

NEW YORK, NY

Past

September 20, 1999 - June 27, 2002

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

April 11, 1996 - June 24, 1999

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 28, 1994 - March 21, 1996

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(11/18/2009)

New York
(5/22/2009)

Texas
(8/23/2012)

IAR

Texas
(1/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/19/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NAVIDAR LLC

CRD#: 277084 / SEC#:

Texas

Registered Investment Advisory firm - (1/28/2022 Approved)

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Contact information

Main Address

2700 Via Fortuna, Suite 140, Austin, TX 78746

Mailing Address

Phone number

(512) 765-6973

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIDAR GROUP LLC

NAVIDAR LLC

FULCRUM SECURITIES, LLC

TEJAS SECURITIES GROUP, INC.

BUTLER CAPITAL PARTNERS

RAYMOND JAMES INSURANCE GROUP, INC.

COWEN AND COMPANY

UBS SECURITIES LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/2005

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2005

Series 24

Date: 8/26/2005

FINRA

Current Firm

NAVIDAR LLC

Contact information

Documents

Red Flags

Company Information

NAVIDAR LLC

TRUST BUT VERIFY

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