ANTHONY E. LEVA
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
ANTHONY EMILIO LEVA was a registered financial professional .
ANTHONY is a previously registered financial professional and started their career in finance in 1987. ANTHONY had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2007 - February 18, 2026
FISHER INVESTMENTS
October 4, 2001 - October 1, 2002
QUASAR DISTRIBUTORS, LLC
July 25, 2001 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
September 4, 1996 - September 30, 1999
SCHRODER & CO. INC.
November 26, 1990 - September 10, 1996
BNY MELLON SECURITIES CORPORATION
May 20, 1988 - July 13, 1989
J. T. MORAN & CO., INC.
October 20, 1987 - May 21, 1988
SHERWOOD CAPITAL, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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