Patrick J. Donegan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Donegan, who also goes by Patrick Joseph Donegan Jr, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1997. Patrick had worked at 15 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, Series 52TO, SIE, Series 87, Series 55, Series 7, Series 10, Series 9, Series 53, Series 14, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2017 - June 15, 2023
FLAGSTAR ADVISORS
November 24, 2014 - August 6, 2015
CHELSEA FINANCIAL SERVICES
January 16, 2007 - January 9, 2013
MUFG SECURITIES AMERICAS INC.
June 3, 2005 - October 26, 2006
BGC FINANCIAL, L.P.
July 9, 2004 - October 26, 2006
CANTOR FITZGERALD & CO.
July 7, 2004 - May 2, 2006
MINT BROKERS
July 7, 2004 - May 3, 2006
CASTLEOAK SECURITIES, LP
July 7, 2004 - October 16, 2006
CANTOR FITZGERALD SECURITIES
July 7, 2004 - October 26, 2006
AQUA SECURITIES L.P.
July 7, 2004 - October 26, 2006
ESPEED BROKERAGE, L.P.
November 4, 2003 - June 28, 2004
RBC CAPITAL MARKETS CORPORATION
May 23, 2003 - September 30, 2003
GUGGENHEIM INVESTOR SERVICES, LLC
June 29, 2000 - December 20, 2002
BNP PARIBAS SECURITIES CORP.
November 30, 1998 - April 25, 2001
BNP PARIBAS INVESTMENT SERVICES, LLC
September 10, 1997 - January 8, 1998
NATWEST SECURITIES CORPORATION
Primary Firm SEC Registration
FLAGSTAR ADVISORS
CRD#: 104233 / SEC#: 801-67767, 8-52697
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 12/4/1998
Limited Representative-Equity Trader ExamSeries 8
Date: 10/23/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FLAGSTAR ADVISORS
CRD#: 104233 / SEC#: 801-67767, 8-52697
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FLAGSTAR BANK, N.A. | SHAREHOLDER | |
| FEIT, ADAM BRIAN | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | 3261251 |
| GERAGHTY, DOUGLAS P | CHIEF COMPLIANCE OFFICER, DIRECTOR | 6106821 |
| MCGLYNN, BRIAN JOSEPH | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | 4463942 |
| PAWANI, SHWETA PRABHUDAS | FINOP/CHIEF FINANCIAL OFFICER | 4934669 |
| PERRY, PHILIP VINCENT | CEO, OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | 2120399 |
| PITTSEY, MARK ANDREW | HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT, DIRECTOR | 2226562 |
| RAFFETTO, RICHARD ALEXANDER | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | 3161430 |
| STERN, SETH WILLIAM | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | 7987857 |
Regulatory assets under management
| Total Number of Accounts | 1,571 |
| AUM (Assets Under Management) | $ 1,155,077,972 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
