George S. Lacher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Stuart Lacher Sr., who also goes by G Stuart Lacher, Stu Lacher, Stuart Lacher, George Stuart Lacher, Stuart Lacher Sr, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1987. George had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2022 - October 2, 2023
ALLSTATE FINANCIAL ADVISORS, LLC
October 5, 2022 - October 2, 2023
ALLSTATE FINANCIAL SERVICES, LLC
January 21, 2020 - June 25, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
January 21, 2020 - June 25, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
October 10, 2019 - January 7, 2020
BLACKRIDGE ASSET MANAGEMENT, LLC
October 9, 2019 - January 7, 2020
PEAK BROKERAGE SERVICES, LLC
September 19, 2016 - July 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 2016 - July 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 2016 - September 9, 2016
NYLIFE SECURITIES LLC
January 1, 1991 - June 17, 2015
PSA FINANCIAL ADVISORS INC
July 18, 1988 - June 17, 2015
PSA EQUITIES, INC.
November 25, 1987 - June 29, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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