Rudy Eidenbock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rudy Eidenbock, who also goes by Rudolph Leo Eidenbock, Rudy Leo Eidenbock, was a registered financial professional .
Rudy is a previously registered financial professional and started their career in finance in 1988. Rudy had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2016 - April 5, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 24, 2016 - April 5, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 18, 2013 - September 25, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 18, 2013 - September 25, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2012 - March 7, 2013
VALIC FINANCIAL ADVISORS, INC.
February 29, 2012 - March 7, 2013
VALIC FINANCIAL ADVISORS, INC.
September 18, 2007 - April 5, 2010
CETERA ADVISORS LLC
July 25, 2007 - April 5, 2010
CETERA ADVISORS LLC
October 25, 2005 - May 8, 2007
B. C. ZIEGLER AND COMPANY
April 15, 2005 - July 12, 2005
WORLD GROUP SECURITIES, INC.
May 12, 1998 - February 10, 2004
CHARLES SCHWAB & CO., INC.
August 19, 1996 - March 9, 1998
WELLS FARGO SECURITIES INC.
August 4, 1995 - August 19, 1996
FIRST INTERSTATE INVESTMENTS,INC.
April 11, 1994 - November 16, 1995
ESSEX NATIONAL SECURITIES, LLC
September 1, 1993 - March 15, 1994
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 6, 1992 - August 31, 1993
CITICORP INVESTMENT SERVICES
March 4, 1988 - January 3, 1992
WADDELL & REED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,107,860 |
| AUM (Assets Under Management) | $ 390,042,864,529 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
