DD
David R. Daniel
SUMMIT FINANCIAL WEALTH ADVISORS
Lafayette, LA 70503
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CRD#: 1748101
DD
Professional summary
David Russell Daniel II, who also goes by David Russell II Daniel, is a registered financial advisor currently at SUMMIT FINANCIAL WEALTH ADVISORS located in Lafayette, Louisiana.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Russell Ii Daniel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DTM MANAGEMENT; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRNACH; OPERATE SUMMIT FINANCIAL BROKERAGE BUSINESS; MEMBER; 04/01/2014; APPX 40 HRS/MONTH; APPX 20 HRS/MONTH DURING TRADING; MANAGEMENT 2) SOUTHERN ASSET MANAGERS, LLC; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; MANAGEMENT COMPANY OF SUMMIT FINANCIAL, WHICH IS AN SEC REGISTERED RIA; MEMBER; APPX 10 HR/MONTH; APPX 10 HRS/MONTH DURING TRADING; MANAGING PARTNER 3) DAVID DANIEL LLC; NOT INVESTMENT RELATED; 200 EDGEHILL CIR LAFAYETTE, LA 70508; PASSIVE INVESTMENT IN OIL AND GAS WELL; MEMBER; 03/21/2018; APPX 0 HRS/MONTH; APPX 0 HRS/MONTH DURING TRADING; NONE 4) DAVID R AND KAREN DANIEL FAMILY FOUNDATION; NOT INVESTMENT RELATED; 200 EDGEHILL CIR LAFAYETTE, LA 70508; CHARITY OR NON-PROFIT ORGANIZATIONS; MEMEBER; 04/01/2019; APPX 1 HR/MONTH; APPX 0 HRS/MONTH DURING TRADING; NONE 5) NAME OF OTHER BUSINESS: DCD DANIEL PROPERTIES; INVESTMENT RELATED: NO; ADDRESS: 200 EDGEHILL CIR LAFAYETTE LA 70508; NATURE OF BUSINESS: REAL ESTATE; START DATE: 3/2018; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HOLDS FAMILY PROPERTY; 6) NAME OF OTHER BUSINESS: BDKK FAMILY PROPERTIES; INVESTMENT RELATED: NO; ADDRESS: 200 EDGEHILL CIR LAFAYETTE LA 70508; NATURE OF BUSINESS: REAL ESTATE; START DATE: 3/2018; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HOLDS FAMILY PROPERTY; 7) NAME OF OTHER BUSINESS: DAVID & KAREN DANIEL FAMILY LLC; INVESTMENT RELATED: NO; ADDRESS: 200 EDGEHILL CIR LAFAYETTE LA 70508; NATURE OF BUSINESS: REAL ESTATE; START DATE: 3/2018; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HOLDS FAMILY PROPERTY;
CRS (Client Relationship Summary) - RIA
Click below to view David Russell Daniel II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2014 - Present
SUMMIT FINANCIAL WEALTH ADVISORS
Office #1: 1021 E. St. Mary Blvd., Lafayette, LA 70503RIA
CRD#: 171278
Lafayette, LA
Past
September 20, 2019 - February 22, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
LAFAYETTE, LA
Past
March 6, 2014 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LAFAYETTE, LA
Past
September 3, 2010 - May 23, 2014
SUMMIT FINANCIAL WEALTH ADVISORS
RIA
CRD#: 152049
LAFAYETTE, LA
Past
February 17, 2006 - September 2, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
LAFAYETTE, LA
Past
February 17, 2006 - March 7, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
LAFAYETTE, LA
Past
February 22, 1990 - February 23, 2006
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
May 14, 1988 - February 27, 1990
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
November 4, 1987 - May 14, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SUMMIT FINANCIAL WEALTH ADVISORS
SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC
CRD#: 171278 / SEC#: 801-79686
RIA
Registered Investment Advisory firm - (5/21/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(5/22/2014)
IAR
Texas(5/21/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SF
SUMMIT FINANCIAL WEALTH ADVISORS
SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC
CRD#: 171278 / SEC#: 801-79686
RIA
Registered Investment Advisory firm - (5/21/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1021 E. St. Mary Blvd., Lafayette, LA 70503
Mailing Address
P O Box 53007, Lafayette, LA 70505
Phone number
(337) 232-1141
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,620 |
| AUM (Assets Under Management) | $ 1,421,450,420 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUMMIT FINANCIAL WEALTH ADVISORS
CRD#: 171278Lafayette, LA 70503TRUST BUT VERIFY
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Contact information
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