Marion O. Sandler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marion Osher Sandler, who also goes by Marion Leah Osher, Marion O Sandler, was a registered financial professional .
Marion is a previously registered financial professional and started their career in finance in 1989. Marion had worked at 1 firm and has passed the Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1989 - October 24, 2006
ATLAS SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ATLAS SECURITIES, LLC
CRD#: 20991 / SEC#: , 8-38579
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDEN WEST FINANCIAL CORPORATION | OWNER | |
| FIRENZE, STEVEN ANTHONY | CHIEF COMPLIANCE OFFICER | 1625122 |
| HUBBERT, MARK WILLIAM | DIRECTOR | 1802805 |
| HUYNH, LAIVU BA | FINANCIAL/OPERATIONS PRINCIPAL | 4658574 |
| IANNONE, LEZLIE ANN | GROUP SENIOR VICE PRESIDENT, SECRETARY | 1965903 |
| KEY, WALLACE LAWRENCE | DIRECTOR, PRESIDENT, CHIEF OPERATING OFFICER | 719944 |
| MACK, MARY TABB | DIRECTOR | 2959378 |
| SADLER, MATTHEW LEE | SENIOR VICE PRESIDENT | 1198720 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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