Jeffery B. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Bob Patterson, CIMA®, who also goes by Jeff Patterson, Jeffrey Bob Patterson, Jeffery B Patterson, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1987. Jeffery had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6, Series 3 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2023 - July 17, 2026
LEVEL FOUR CAPITAL MANAGEMENT
April 21, 2023 - July 17, 2026
LEVEL FOUR ADVISORY SERVICES
August 6, 2018 - May 18, 2020
FORESIDE FUND SERVICES, LLC
February 28, 2013 - December 31, 2015
QUASAR DISTRIBUTORS, LLC
January 29, 2002 - March 1, 2004
WFG INVESTMENTS, INC.
October 31, 1997 - February 20, 2013
MCKINLEY CAPITAL MANAGEMENT, LLC
July 29, 1996 - December 31, 2001
NATIONAL SECURITIES CORPORATION
April 18, 1994 - June 12, 1996
A. G. EDWARDS & SONS, INC.
October 6, 1992 - May 5, 1994
BANC ONE SECURITIES CORPORATION
November 25, 1987 - October 7, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
LEVEL FOUR CAPITAL MANAGEMENT
CRD#: 304792 / SEC#: 801-117681
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEVEL FOUR CAPITAL MANAGEMENT
CRD#: 304792 / SEC#: 801-117681
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,352 |
| AUM (Assets Under Management) | $ 1,229,065,993 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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