James P. Concannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Patrick Concannon, who also goes by James Concannon, Jim Concannon, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2015 - March 28, 2019
MKM PARTNERS LLC
October 17, 2002 - July 15, 2015
CRT CAPITAL GROUP LLC
September 25, 2001 - March 19, 2002
SOUNDVIEW TECHNOLOGY CORPORATION
October 10, 2000 - September 18, 2001
CREDIT SUISSE SECURITIES (USA) LLC
June 7, 1995 - October 10, 2000
PERSHING LLC
November 29, 1993 - October 4, 1994
LEHMAN BROTHERS INC.
January 29, 1990 - November 2, 1993
MORGAN STANLEY & CO. LLC
July 31, 1989 - February 17, 1990
J.P. MORGAN SECURITIES LLC
October 21, 1987 - May 20, 1989
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 1/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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