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Michael John Xirinachs

CRD# 1747629·Registered 1987 - 2004
Barred: Michael John Xirinachs was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael John Xirinachs was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1987 - 2004. Michael had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
April 14, 2003 - January 5, 2004
PARK SOUTH SECURITIES, LLC·CRD# 103520
BD
Iselin, NJ
December 16, 2002 - February 12, 2003
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Boca Raton, FL
June 14, 2002 - December 13, 2002
SOMERSET FINANCIAL GROUP, INC.·CRD# 46507
BD
Princeton, NJ
October 18, 2001 - June 14, 2002
WEATHERLY SECURITIES CORPORATION·CRD# 11081
BD
New York, NY
April 6, 1998 - December 11, 2001
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
July 5, 1988 - March 26, 1998
QUICK & REILLY, INC.·CRD# 11217
BD
October 20, 1987 - July 21, 1988

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Current Firm

EF
EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM, INC. | EKN FINANCIAL SERVICES INC.

CRD#: 113525 / SEC#: 8-53346
BD
Cancelled by SEC on 11/20/2013

Contact Information

Established

Delaware since 01/16/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MARGATE CAPITAL, INCPARENT COMPANY—
BORGNER, RICHARD REISSCHIEF COMPLIANCE OFFICER1104666
GIUGLIANO, THOMAS MICHAELDIRECTOR2804591
OTTIMO, ANTHONY SRCHAIRMAN & DIRECTOR2974369

Disclosures

Regulatory Event

18

Arbitration

10

Judgment/Lien

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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