Michael S. Smith

AMERITAS ADVISORY SERVICES

TULSA, OK 74120

Some features on this profile are disabled

CRD#: 1746577

Professional summary

Michael Scot Smith, who also goes by Mike Smith, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Tulsa, Oklahoma and AMERITAS INVESTMENT COMPANY, LLC located in Tulsa, Oklahoma.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ABUNDANT LIFE WEALTH STRATEGIES; 11511 S 108TH E AVE, BIXBY, OK, 74008; INV REL; INSURANCE; OWNER; START DATE=08/2023; HRS/MO=55; TRADING HRS/MO=55; INSURANCE PRODUCTS * dba MIDTOWN WEALTH MANAGEMENT; SAME AS BRANCH; INV REL; INSURANCE; BROKER; START DATE=01/1987; HRS/MO=150; TRADING HRS/MO=130; INSURANCE * dba ABUNDANT LIFE WELATH STRATEGIES, LLC; INV REL; SAME AS BRANCH; INSURANCE SERVICES; BROKER; START DATE=02/2024; HRS/MO=10; TRADING HRS/MO=5; HELP FIND INSURANCE COVERAGE FOR CLIENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scot Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2024 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 1443 S Norfolk Ave, Tulsa, OK 74120

RIA

CRD#: 317245

TULSA, OK

Current

February 14, 2024 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 1443 S Norfolk Ave, Tulsa, OK 74120

CRD#: 14869

Tulsa, OK

Past

September 27, 2021 - February 14, 2024

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

TULSA, OK

Past

January 20, 2015 - February 14, 2024

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

TULSA, OK

Past

May 7, 2014 - January 6, 2015

CETERA WEALTH SERVICES, LLC

CRD#: 13572

TULSA, OK

Past

March 13, 2000 - May 1, 2014

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

TULSA, OK

Past

September 8, 1999 - March 7, 2000

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

August 7, 1998 - August 30, 1999

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Past

March 20, 1998 - August 25, 1998

AMERICAN FIDELITY SECURITIES, INC.

CRD#: 11852

OKLAHOMA CITY, OK

Past

August 13, 1997 - August 11, 1998

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 22, 1987 - August 13, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oklahoma
(2/14/2024)

IAR

Oklahoma
(2/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/21/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Darin Kight

LPL FINANCIAL LLC

IAR

Tulsa, OK

Thomas Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

Tulsa, OK

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael S. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scot Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

CETERA WEALTH SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

SECURIAN FINANCIAL SERVICES, INC.

BIRCHTREE FINANCIAL SERVICES LLC

AMERICAN FIDELITY SECURITIES, INC.

GUARDIAN INVESTOR SERVICES LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2021

Series 63

Date: 5/23/1988

SIE

Date: 10/1/2018

Series 6

Date: 10/21/1987

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors