Adam M. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Michael Cohen was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1987. Adam had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - August 2, 2012
MEDITERRANEAN SECURITIES GROUP, LLC
February 11, 2008 - January 12, 2012
NEWBRIDGE SECURITIES CORPORATION
May 28, 2004 - February 8, 2008
CAPITAL GROWTH FINANCIAL, LLC
January 2, 2002 - June 1, 2004
OPPENHEIMER & CO. INC.
October 17, 1996 - January 2, 2002
PRIME CHARTER LTD.
February 21, 1989 - October 29, 1996
LADENBURG THALMANN & CO. INC.
November 25, 1987 - February 25, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MEDITERRANEAN SECURITIES GROUP, LLC
CRD#: 153755 / SEC#: , 8-68567
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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