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JF

John A. Fahnestock

Q3 ASSET MANAGEMENT
Eagle, ID
Some features on this profile are disabled
CRD#: 1746538
JF

Professional summary


John Alison Fahnestock Jr, who also goes by Jack Fahnestock Jr, Jack Fahnestock, John Alison Fahnestock Jr, John Alison Fahnestock, John Alison Fahnestockjr, is a registered financial advisor currently at Q3 ASSET MANAGEMENT CORPORATION located in Eagle, Idaho.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jack Fahnestock Jr | Jack Fahnestock | John Alison Fahnestock Jr | John Alison Fahnestock | John Alison Fahnestockjr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FAHNESTOCK FINANCIAL SERVICES 878 N. TALEGA AVENUE PO BOX 2662 EAGLE ID 83616 208-939-3318 LLC - NATURE OF BUSINESS: LIFE & HEALTH INSURANCE, FIXED ANNUITIES TITLE / POSITION: SALES DUTIES: SELL & SUPPORT TIME SPENT: 5% COMP: COMMISSION

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Alison Fahnestock Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 18, 2023 - Present

Q3 ASSET MANAGEMENT CORPORATION

RIA
CRD#: 137839
Eagle, ID
Past

January 5, 2016 - October 19, 2023

GWN SECURITIES INC.

RIA
CRD#: 128929
EAGLE, ID
Past

January 5, 2016 - October 19, 2023

GWN SECURITIES INC.

BD
CRD#: 128929
EAGLE, ID
Past

January 30, 2015 - January 4, 2016

STONEX ADVISORS INC.

RIA
CRD#: 174182
BIRMINGHAM, AL
Past

September 12, 2014 - December 31, 2015

STONEX SECURITIES INC.

BD
CRD#: 18456
EAGLE, ID
Past

October 24, 2011 - January 30, 2015

WRP INVESTMENTS, INC.

RIA
CRD#: 7365
EAGLE, ID
Past

August 18, 2011 - September 12, 2014

WRP INVESTMENTS, INC.

BD
CRD#: 7365
EAGLE, ID
Past

January 4, 2010 - August 18, 2011

FINANCIAL ADVISERS OF AMERICA, LLC

RIA
CRD#: 142170
EAGLE, ID
Past

January 4, 2010 - August 18, 2011

FINANCIAL ADVISERS OF AMERICA, LLC

BD
CRD#: 142170
EAGLE, ID
Past

June 26, 2002 - December 31, 2009

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
EAGLE, ID
Past

May 10, 2002 - December 31, 2002

BTS ASSET MANAGEMENT, INC.

RIA
CRD#: 105215
EAGLE , ID
Past

January 4, 2000 - December 31, 2009

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
EAGLE, ID
Past

March 20, 1997 - December 31, 1999

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

April 29, 1994 - March 20, 1997

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

May 13, 1992 - March 25, 1994

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

October 5, 1987 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

BD
CRD#: 2873
NEW YORK, NY
Past

October 5, 1987 - May 8, 1992

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
Q3 ASSET MANAGEMENT CORPORATION
GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT

CRD#: 137839 / SEC#: 801-77461

RIA
Registered Investment Advisory firm - (1/2/2013 Approved)
Colorado
Registered Investment Advisory firm - (1/2/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)
Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)
Indiana
Registered Investment Advisory firm - (2/12/2013 Terminated)
Michigan
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)
Minnesota
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)
Texas
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)
Wisconsin
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Idaho
(10/18/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/2/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


QA
Q3 ASSET MANAGEMENT CORPORATION
GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT

CRD#: 137839 / SEC#: 801-77461

RIA
Registered Investment Advisory firm - (1/2/2013 Approved)
Colorado
Registered Investment Advisory firm - (1/2/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)
Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)
Indiana
Registered Investment Advisory firm - (2/12/2013 Terminated)
Michigan
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)
Minnesota
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)
Texas
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)
Wisconsin
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)
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Contact information


Main Address
2175 Cole Street, Birmingham, MI 48009
Mailing Address
Phone number
(248) 566-1122
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (33 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

Q3 ASSET MANAGEMENT CORPORATION FORM ADV 2A MARCH 2025 (3/25/2025)

Regulatory assets under management


Total Number of Accounts3,456
AUM (Assets Under Management)$ 727,412,337

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


Q3 ASSET MANAGEMENT CORPORATION

CRD#: 137839Eagle, ID

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