Linda Kemp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Kemp, who also goes by Linda Janet Dawson, Linda Dawson Kemp, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2010. Linda had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2020 - June 2, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
January 17, 2020 - June 2, 2021
BBVA SECURITIES INC.
June 26, 2014 - February 28, 2020
WELLS FARGO CLEARING SERVICES, LLC
August 21, 2013 - February 28, 2020
WELLS FARGO CLEARING SERVICES, LLC
February 5, 2013 - August 5, 2013
STATE FARM VP MANAGEMENT CORP.
April 2, 2012 - November 1, 2012
STATE FARM VP MANAGEMENT CORP.
January 13, 2010 - March 5, 2012
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
