Mark R. Melrose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Richard Melrose was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 15 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2021 - November 15, 2022
GLOBAL ASSETS ADVISORY, LLC
February 2, 2021 - November 15, 2022
INTERNATIONAL ASSETS ADVISORY, LLC
August 19, 2019 - May 22, 2020
B. RILEY WEALTH ADVISORS, INC.
August 19, 2019 - May 22, 2020
NATIONAL SECURITIES CORPORATION
December 19, 2006 - August 26, 2019
CAPITOL SECURITIES MANAGEMENT, INC.
December 19, 2006 - August 26, 2019
CAPITOL SECURITIES MANAGEMENT, INC.
May 13, 2005 - December 19, 2006
ANDERSON & STRUDWICK, INCORPORATED
May 13, 2005 - December 19, 2006
ANDERSON & STRUDWICK, INCORPORATED
October 20, 2004 - May 13, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - May 13, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 10, 2004 - October 20, 2004
QUICK & REILLY, INC.
September 2, 2003 - October 20, 2004
QUICK & REILLY, INC.
March 20, 1999 - July 23, 2003
KEYBANC CAPITAL MARKETS INC.
February 25, 1999 - March 19, 1999
KEYBANC CAPITAL MARKETS INC.
February 8, 1995 - March 1, 1999
PRUDENTIAL EQUITY GROUP, LLC
August 24, 1993 - February 10, 1995
SAGE, RUTTY & CO., INC.
July 31, 1993 - August 31, 1993
CITIGROUP GLOBAL MARKETS INC.
January 3, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
February 15, 1990 - January 15, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 13, 1989 - January 30, 1990
G. R. PHELPS & CO., INC.
November 25, 1987 - June 6, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
GLOBAL ASSETS ADVISORY, LLC
CRD#: 300460 / SEC#: 801-114946
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
GLOBAL ASSETS ADVISORY, LLC
CRD#: 300460 / SEC#: 801-114946
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,213 |
| AUM (Assets Under Management) | $ 338,145,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
