Kare M. Backstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kare Mattias Backstrom, who also goes by Corey Backstrom, was a registered financial professional .
Kare is a previously registered financial professional and started their career in finance in 1987. Kare had worked at 7 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2012 - August 4, 2014
KESTRA INVESTMENT SERVICES, LLC
August 13, 2012 - August 4, 2014
KESTRA INVESTMENT SERVICES, LLC
September 28, 2009 - August 29, 2012
CHARTER ADVISORY CORPORATION
September 8, 2009 - September 23, 2009
LPL FINANCIAL LLC
September 8, 2009 - September 4, 2012
LPL FINANCIAL LLC
April 11, 2003 - September 8, 2009
MUTUAL SERVICE CORPORATION
July 7, 1997 - September 8, 2009
MUTUAL SERVICE CORPORATION
September 28, 1993 - July 7, 1997
VESTAX SECURITIES CORPORATION
November 25, 1987 - January 22, 1992
METROPOLITAN LIFE INSURANCE COMPANY
November 25, 1987 - January 22, 1992
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/11/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
