Bernard P. Bellport
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Philip Bellport was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1980. Bernard had worked at 4 firms and has passed the Series 63, SIE, PC, Series 5, Series 000, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2013 - April 7, 2015
WESTERN INTERNATIONAL SECURITIES, INC.
May 25, 2010 - December 13, 2013
GBS FINANCIAL CORP.
October 1, 2002 - May 26, 2010
NOLLENBERGER CAPITAL PARTNERS INC.
July 8, 1997 - October 10, 2002
J.P. MORGAN SECURITIES LLC
January 9, 1980 - October 10, 2002
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 12/9/1982
AMEX Put and Call ExamSeries 5
Date: 10/9/1981
Interest Rate Options ExaminationSeries 000
Date: 5/28/1970
General Securities Principal ExaminationSeries 1
Date: 6/20/1968
Registered Representative ExaminationSeries 00
Date: 7/22/1971
General Securities Principal ExaminationCurrent Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
