Stephen R. Parker
Professional summary
Stephen Randall Parker was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Stephen had worked at 2 firms, which includes RETIREMENT INVESTMENT GROUP, KINLAW SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 1994 - September 6, 1995
RETIREMENT INVESTMENT GROUP
January 1, 1988 - February 8, 1994
KINLAW SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 62
Date: 2/15/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
RETIREMENT INVESTMENT GROUP
CRD#: 7421 / SEC#: , 8-23050
Contact information
Documents
Red Flags
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