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Vladislav Steven Zubkis

CRD# 1745808·Registered 1988 - 1993
Barred: Vladislav Steven Zubkis was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Vladislav Steven Zubkis, who also goes by Steven Zubkis, Vladislan Steven Zubkis, Vladislav Zubkis, Vlaldislau Zubkis, was a registered financial advisor. Vladislav was a previously registered financial professional and started their career in finance 1988 - 1993. Vladislav had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven Zubkis, Vladislan Steven Zubkis, Vladislav Zubkis, Vlaldislau Zubkis

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
March 1, 1990 - April 2, 1993
ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
December 14, 1989 - March 10, 1990
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
August 11, 1989 - December 19, 1989
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
June 30, 1989 - August 5, 1989
LEGEND MERCHANT GROUP, INC.·CRD# 5155
BD
New York, NY
May 25, 1989 - June 28, 1989
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
October 11, 1988 - June 7, 1989
MADISON CHAPIN ASSOCS., INC.·CRD# 14483
BD
October 10, 1988 - December 1, 1988

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Current Firm

BD
BARRETT DAY SECURITIES, INC.

BARRETT DAY SECURITIES INC. | PEOPLE'S INVESTMENT SERVICES, INC. | BARRETT DAY SECURITIES, INC.

CRD#: 17717 / SEC#: 8-35665
BD
Terminated by SEC on 12/03/1995

Contact Information

Established

Texas since 02/03/1986

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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