Vladislav S. Zubkis
Professional summary
Vladislav Steven Zubkis was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vladislav is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Vladislav had worked at 6 firms, which includes BARRETT DAY SECURITIES INC., ACUMENT SECURITIES INC., FIRST MONTAUK SECURITIES CORP., RODMAN & RENSHAW INC., LEGEND MERCHANT GROUP INC., MADISON CHAPIN ASSOCS. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 1990 - April 2, 1993
BARRETT DAY SECURITIES, INC.
December 14, 1989 - March 10, 1990
ACUMENT SECURITIES, INC.
August 11, 1989 - December 19, 1989
FIRST MONTAUK SECURITIES CORP.
June 30, 1989 - August 5, 1989
RODMAN & RENSHAW INC.
May 25, 1989 - June 28, 1989
LEGEND MERCHANT GROUP, INC.
October 11, 1988 - June 7, 1989
FIRST MONTAUK SECURITIES CORP.
October 10, 1988 - December 1, 1988
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
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Exams
Current Firm
BARRETT DAY SECURITIES, INC.
CRD#: 17717 / SEC#: , 8-35665
Contact information
Documents
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