Lisa S. Clifford
Professional summary
Lisa Schlosser Clifford, who also goes by Lisa Annie Clifford, Lisa Annie Schlosser, is a registered financial professional currently at TRITOWER REAL ESTATE CAPITAL, LLC located in Boston, Massachusetts.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1988. Lisa has worked at 28 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Schlosser Clifford's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2016 - Present
TRITOWER REAL ESTATE CAPITAL, LLC
Office #1: 60 State Street Suite 2250, Boston, MA 02109June 9, 2015 - July 30, 2015
COMPASS DISTRIBUTORS, LLC
November 28, 2014 - July 30, 2015
ORBIS INVESTMENTS (U.S.), LLC
October 4, 2013 - July 29, 2015
FORESIDE INVESTMENT SERVICES, LLC
July 20, 2012 - July 29, 2015
STERLING CAPITAL DISTRIBUTORS, LLC
July 20, 2012 - July 29, 2015
MGI FUNDS DISTRIBUTORS, LLC
July 20, 2012 - July 29, 2015
FORESIDE GLOBAL SERVICES, LLC
July 20, 2012 - July 29, 2015
FORESIDE FUNDS DISTRIBUTORS LLC
July 20, 2012 - July 29, 2015
FAIRHOLME DISTRIBUTORS, LLC
July 16, 2012 - July 29, 2015
FORESIDE DISTRIBUTION SOLUTIONS, LLC
October 6, 2011 - July 29, 2015
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
May 2, 2011 - July 29, 2015
FORESIDE ASSOCIATES, LLC
April 26, 2011 - July 29, 2015
NORTHERN FUNDS DISTRIBUTORS, LLC
April 26, 2011 - July 29, 2015
BD COMPLIANCE SOLUTIONS, LLC
April 26, 2011 - July 29, 2015
IMST DISTRIBUTORS, LLC
April 26, 2011 - July 29, 2015
FUNDS DISTRIBUTOR, LLC
April 26, 2011 - July 29, 2015
FORESIDE DISTRIBUTION SERVICES, L.P.
April 4, 2011 - July 29, 2015
FORESIDE FUND SERVICES, LLC
July 27, 2006 - August 1, 2006
DELAWARE DISTRIBUTORS, L.P.
July 27, 2006 - April 12, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 27, 2006 - February 16, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 25, 2006 - February 16, 2011
OSAIC FA, INC.
December 1, 2003 - July 31, 2006
WINDWARD SECURITIES CORPORATION
June 22, 2000 - March 23, 2001
POLARIS FINANCIAL SERVICES, INC.
February 25, 1999 - May 25, 2010
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
August 19, 1997 - September 30, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
September 11, 1995 - February 16, 2011
OSAIC FS, INC.
October 19, 1988 - October 4, 1990
PRUDENTIAL EQUITY GROUP, LLC
July 19, 1988 - July 28, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2018)
(5/18/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRITOWER REAL ESTATE CAPITAL, LLC
CRD#: 281740 / SEC#: , 8-69683
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
TRITOWER REAL ESTATE CAPITAL, LLC
CRD#: 281740Boston, MA 02109TRUST BUT VERIFY
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