Frederick R. Luety
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Ronald Luety, who also goes by Fred Luety, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1987. Frederick had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2013 - September 18, 2017
INVESTACORP ADVISORY SERVICES INC
August 1, 1989 - September 18, 2017
INVESTACORP, INC.
January 31, 1989 - August 5, 1989
SPELMAN & CO., INC.
October 22, 1987 - February 17, 1989
PFG SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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