Anna M. Caballero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anna Marie Caballero, who also goes by Anna Marie Campos, was a registered financial professional .
Anna is a previously registered financial professional and started their career in finance in 1987. Anna had worked at 3 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2007 - December 13, 2012
USAA FINANCIAL ADVISORS, INC.
February 1, 2005 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
February 14, 1994 - December 1, 1997
USAA INVESTMENT SERVICES COMPANY
November 24, 1987 - March 24, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
