Richard A. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Alan Berry, who also goes by Dick A Berry, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1988. Richard had worked at 2 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2013 - November 18, 2022
BRASADA CAPITAL MANAGEMENT, LP
January 18, 1988 - March 16, 2012
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
BRASADA CAPITAL MANAGEMENT, LP
CRD#: 147775 / SEC#: 801-77857
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRASADA CAPITAL MANAGEMENT, LP
CRD#: 147775 / SEC#: 801-77857
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 912 |
| AUM (Assets Under Management) | $ 679,092,660 |
Red Flags
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