Joel D. Orris

KEY CLIENT FIDUCIARY ADVISORS

Fairfield, NJ 07004

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CRD#: 1745120

Professional summary

Joel David Orris is a registered financial advisor currently at KEY CLIENT FIDUCIARY ADVISORS, LLC located in Fairfield, New Jersey.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Joel has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TOGS LLC, INVESTMENT-RELATED, MONTVILLE, NJ, 12.5% OWNER, START: 12/2015, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: RENTAL. 2. KEY CLIENT FIDUCIARY ADVISORS LLC; INVESTMENT-RELATED; FAIRFIELD, NJ; INVESTMENT ADVISER; INVESTMENT ADVISER REPRESENTATIVE; 10/2018; 50 HRS/MONTH; 4 HRS/DAY DURING TRADING HRS; PROVISION OF INVESTMENT ADVISORY SERVICES. 3. COASTAL INSURANCE CONSULTING, LLC A SIMPLICITY GROUP HOLDINGS AFFILIATE; INSURANCE SALES; COMMISSIONS; 1 TO 5 HRS PER WEEK/DURING TRADING HRS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel David Orris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2018 - Present

KEY CLIENT FIDUCIARY ADVISORS, LLC

Office #1: 363 Route 46 West Suite 300, Fairfield, NJ 07004

RIA

CRD#: 298240

Fairfield, NJ

Past

October 16, 2018 - April 3, 2024

REALTA EQUITIES, INC.

CRD#: 23769

Fairfield, NJ

Past

October 15, 2018 - April 3, 2024

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

FAIRFIELD, NJ

Past

April 22, 2009 - October 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

FAIRFIELD, NJ

Past

April 22, 2009 - October 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

FAIRFIELD, NJ

Past

January 12, 2009 - April 24, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

January 25, 2006 - January 12, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

FAIRFIELD, NJ

Past

January 13, 2006 - April 24, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FAIRFIELD, NJ

Past

May 6, 2002 - January 27, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

FLORHAM PARK, NJ

Past

March 9, 2002 - January 27, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

September 1, 1999 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

October 20, 1987 - September 1, 1999

GIBRALTAR SECURITIES CO.

CRD#: 7093

FLORHAM PARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY CLIENT FIDUCIARY ADVISORS, LLC

CJE FINANCIAL | TRIBUTARY WEALTH MANAGEMENT | KEY CLIENT FIDUCIARY ADVISORS, LLC | FOREMOST ADVISORS WEALTH MANAGEMENT

CRD#: 298240 / SEC#: 801-114010

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/7/2018)

IAR

Texas
(10/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/26/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/27/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 6/30/1993

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/1992

General Securities Principal Examination

Current Firm

KEY CLIENT FIDUCIARY ADVISORS, LLC

CJE FINANCIAL | TRIBUTARY WEALTH MANAGEMENT | KEY CLIENT FIDUCIARY ADVISORS, LLC | FOREMOST ADVISORS WEALTH MANAGEMENT

CRD#: 298240 / SEC#: 801-114010

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

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Contact information

Main Address

363 Route 46 West Suite 300, Fairfield, NJ 07004

Mailing Address

Phone number

(973) 244-4142

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	874
AUM (Assets Under Management)	$ 781,985,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joel D. Orris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel David Orris's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

REALTA INVESTMENT ADVISORS, INC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

GIBRALTAR SECURITIES CO.

Primary Firm SEC Registration

KEY CLIENT FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/1996

Series 63

Date: 11/17/1987

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1987

Series 10

Date: 4/26/2000

Series 9

Date: 1/27/2000

Series 53

Date: 6/30/1993

Series 24

Date: 12/18/1992

Current Firm

KEY CLIENT FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEY CLIENT FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

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