William J. Mccluskey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Mccluskey was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2016 - May 12, 2022
PLURIS CAPITAL GROUP, INC.
November 1, 2005 - July 27, 2015
BREAN CAPITAL, LLC
June 6, 2002 - March 14, 2006
BREAN MURRAY & CO., INC.
August 20, 1993 - November 30, 2001
GRUNTAL & CO., L.L.C.
April 18, 1989 - August 19, 1991
HENRY ANSBACHER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PLURIS CAPITAL GROUP, INC.
CRD#: 30811 / SEC#: , 8-45179
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MJS CAPITAL ACQUISTION PARTNERS, LLC | 100% SHAREHOLDER | |
| FLETCHER, JOHN | CEO/CCO/COO/FINANCIAL AND OPERATIONS PRINCIPAL | 2750926 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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