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EP

Eddie L. Polite

ICON CAPITAL GROUP
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 1744820
EP

Professional summary


Eddie Larenzio Polite, who also goes by Eddie Polite, Edward Lorenzio Polite, Edward Lorenzo Polite, Edward Lourenzo Polite, Edwar Larenzio Polite, Edward Larenzio Polite, is a registered financial professional currently at ICON CAPITAL GROUP, LLC located in Newport Beach, California.

Eddie is registered as a RR (Registered Representative) and started their career in finance in 1990. Eddie has worked at 20 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eddie Polite | Edward Lorenzio Polite | Edward Lorenzo Polite | Edward Lourenzo Polite | Edwar Larenzio Polite | Edward Larenzio Polite

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eddie Larenzio Polite's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 17, 2023 - Present

ICON CAPITAL GROUP, LLC

Office #1: 5 Upper Newport Plaza Suite 200, Newport Beach, CA 92660
BD
CRD#: 4029
NEWPORT BEACH, CA
Past

February 6, 2019 - February 19, 2020

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
EL SEGUNDO, CA
Past

May 16, 2018 - December 18, 2018

IFS SECURITIES

BD
CRD#: 40375
ATLANTA, GA
Past

May 3, 2016 - February 23, 2017

RLJ CAPITAL MARKETS, LLC

BD
CRD#: 281119
Santa Monica, CA
Past

October 1, 2013 - May 12, 2016

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

January 9, 2013 - September 26, 2013

GHS TRADING LLC

BD
CRD#: 158195
COSTA MESA, CA
Past

December 5, 2008 - February 10, 2009

ISLAND TRADING

BD
CRD#: 111468
SAN FRANCISCO, CA
Past

November 4, 2008 - September 26, 2013

GLOBAL HUNTER SECURITIES, LLC

BD
CRD#: 123003
COSTA MESA, CA
Past

March 6, 2008 - September 23, 2008

NORTH NASSAU ADVISORS, LLC

BD
CRD#: 143169
PRINCETON, NJ
Past

February 15, 2008 - February 27, 2008

NARRAGANSETT BAY SECURITIES, INC.

BD
CRD#: 47971
HOMESTEAD, FL
Past

June 11, 2007 - January 11, 2008

MDB CAPITAL

BD
CRD#: 42677
ADDISON, TX
Past

August 23, 2002 - June 19, 2007

SANDERS MORRIS LLC

BD
CRD#: 20580
LOS ANGELES, CA
Past

January 11, 2002 - June 27, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

January 11, 2002 - June 27, 2002

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

October 11, 1999 - December 5, 2001

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

July 8, 1998 - September 15, 1999

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

August 19, 1997 - June 25, 1998

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

February 6, 1996 - May 16, 1997

SOUNDVIEW TECHNOLOGY CORPORATION

BD
CRD#: 15425
OLD GREENWICH, CT
Past

December 23, 1994 - December 4, 1995

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

September 2, 1992 - December 23, 1994

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
NEW YORK, NY
Past

October 1, 1990 - August 19, 1992

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/5/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/5/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IC
ICON CAPITAL GROUP, LLC
ICON CAPITAL GROUP, LLC | SOUTH TEXAS SECURITIES CO.

CRD#: 4029 / SEC#: , 8-18148

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
5 Upper Newport Plaza Suite 200, Newport Beach, CA 92660
Mailing Address
5 Upper Newport Plaza Suite 200, Newport Beach, CA 92660
Phone number
(949) 418-8669
Established
Texas since 10/04/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ICON CAPITAL HOLDINGS, LLCMANAGING MEMBER
CALICCHIO, ALPHONSE JOHN IIICEO, CCO, AND PARTNER
MCCLEAN, DAVID EDWARDCFO, FINOP, GSP1211045

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ICON CAPITAL GROUP, LLC

CRD#: 4029Newport Beach, CA 92660

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