Barry B. Brogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Brian Brogan was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1987. Barry had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2001 - April 14, 2004
CLARITY SECURITIES, INC.
December 18, 2000 - August 13, 2001
HIGH MARK SECURITIES, INC.
July 24, 2000 - January 29, 2001
PROTECTIVE GROUP SECURITIES CORPORATION
May 2, 1995 - June 28, 2000
CAPITAL SUISSE SECURITIES, INC.
August 30, 1993 - March 1, 1994
FOSTER JEFFRIES SECURITIES, LLC
August 6, 1992 - March 1, 1994
FOSTER JEFFRIES SECURITIES, LLC
March 3, 1992 - April 27, 1992
FIRST CHARTER SECURITIES CORP.
October 12, 1990 - November 15, 1990
MALONE & ASSOCIATES, INC.
June 30, 1989 - October 2, 1990
ARIEL EQUITIES, INC.
May 8, 1989 - June 3, 1989
L.F. THOMPSON & COMPANY
October 3, 1988 - April 24, 1989
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
October 22, 1987 - September 23, 1988
SECURITIES USA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CLARITY SECURITIES, INC.
CRD#: 104406 / SEC#: , 8-52872
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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