DV

Douglas S. Veitch

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CRD#: 1744372
DV

Professional summary


Douglas Stuart Veitch SR was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Douglas Stuart Veitch SR, who also goes by Douglas Stuart Veitch, was a registered financial advisor .

Douglas is a previously registered financial advisor and started their career in finance in 1988. Douglas had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Douglas Stuart Veitch

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 25, 2012 - September 14, 2012

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
COLORADO SPRINGS, CO
Past

March 6, 2012 - June 25, 2012

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
COLORADO SPRINGS, CO
Past

July 2, 2009 - March 7, 2012

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
COLORADO SPRINGS, CO
Past

February 9, 2002 - July 6, 2009

PARKLAND SECURITIES, LLC

BD
CRD#: 115368
COLORADO SPRINGS, CO
Past

February 2, 1999 - February 9, 2002

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

August 1, 1995 - November 22, 1995

LAGUNA SECURITIES, INC.

BD
CRD#: 37547
NEWPORT BEACH, CA
Past

March 2, 1989 - March 18, 1999

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

July 23, 1988 - August 1, 1995

WEALTH RESOURCE CAPITAL CORPORATION

BD
CRD#: 10367
NEWPORT BEACH, CA
Past

February 24, 1988 - July 6, 1988

CENTRAL DISCOUNT STOCKBROKERS, INC.

BD
CRD#: 16786

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/21/1988
General Securities Principal Examination

Current Firm


WS
WILBANKS SECURITIES ADVISORY
AARON WILBANKS & ASSOCIATES | WILBANKS SECURITIES ADVISORY | AARON WILBANKS & ASSOCIATES, INC.

CRD#: 118304 / SEC#: 801-63318

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Contact information


Main Address
4334 Nw Expressway Suite 222, Oklahoma City, OK 73116
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


WILBANKS SECURITIES ADVISORY

CRD#: 118304

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