David J. Levy
Professional summary
David Jonathan Levy, who also goes by D J Levy, is a registered financial advisor currently at SPIRIT INVESTMENT ADVISORS located in Henderson, Nevada.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Jonathan Levy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2023 - Present
SPIRIT INVESTMENT ADVISORS
October 29, 2018 - October 6, 2023
SPIRIT GLOBAL INVESTMENTS, INC.
October 17, 2018 - February 20, 2019
UNION CAPITAL COMPANY
January 1, 2008 - September 28, 2018
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - September 28, 2018
WELLS FARGO CLEARING SERVICES, LLC
July 8, 1997 - January 1, 2008
A. G. EDWARDS & SONS, INC.
February 2, 1990 - January 3, 2008
A. G. EDWARDS & SONS, INC.
May 20, 1988 - February 21, 1990
J. T. MORAN & CO., INC.
September 22, 1987 - May 23, 1988
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/19/2023)
(4/25/2023)
Exams
Current Firm
SPIRIT INVESTMENT ADVISORS
CRD#: 319383 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 19,773,000 |
Red Flags
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