Daniel G. Breen
Professional summary
Daniel Glenn Breen, who also goes by Dan Breen, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in St. Louis, Missouri.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1987. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Glenn Breen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2024 - Present
PATRICK CAPITAL MARKETS, LLC
Office #1: 11152 South Towne Square, St. Louis, MO 63123February 8, 2022 - September 15, 2023
METRIC FINANCIAL, LLC
February 22, 2016 - March 9, 2020
INX SECURITIES, LLC
February 15, 2000 - February 18, 2016
SIGNAL SECURITIES, INC.
January 18, 1995 - February 18, 2016
SIGNAL SECURITIES, INC.
August 23, 1988 - January 19, 1995
FINANCIAL WEST GROUP
September 22, 1987 - August 30, 1988
BOARDWALK CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
