Kevin E. Smokowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Edmund Smokowski, who also goes by Smokey Smokowski, Smokie Smokowski, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 1994 - November 7, 1995
JOHNSTON KENT SECURITIES, INC.
October 11, 1993 - January 27, 1994
CENTEX SECURITIES, INCORPORATED
June 14, 1993 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
October 30, 1992 - June 11, 1993
STRATEGIC RESOURCE MANAGEMENT, INC.
November 15, 1991 - October 23, 1992
SCHNEIDER SECURITIES, INC.
May 31, 1991 - December 2, 1991
PFS INVESTMENTS INC.
October 4, 1989 - December 6, 1989
KOBER FINANCIAL CORP.
May 23, 1989 - June 8, 1989
MARSHALL DAVIS, INC.
February 17, 1989 - May 25, 1989
H. T. FLETCHER SECURITIES INCORPORATED
September 29, 1987 - February 27, 1989
POWER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHNSTON KENT SECURITIES, INC.
CRD#: 21618 / SEC#: , 8-38895
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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