Harrel B. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harrel B Hansen, who also goes by Harrel B I O Hansen, was a registered financial professional .
Harrel is a previously registered financial professional and started their career in finance in 1987. Harrel had worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2002 - July 29, 2009
CULLUM & BURKS SECURITIES, INC.
January 17, 2001 - July 31, 2002
RUSHMORE SECURITIES CORPORATION
January 5, 2000 - February 26, 2001
NORTHSTAR SECURITIES, INC.
December 6, 1990 - November 19, 1999
SUNPOINT SECURITIES, INC.
November 27, 1990 - December 19, 1990
CHATFIELD DEAN & CO., INC.
January 8, 1990 - December 3, 1990
THE STUART-JAMES COMPANY, INCORPORATED
December 19, 1989 - January 10, 1990
J. W. GANT & ASSOCIATES, INC.
January 24, 1989 - January 18, 1990
AVANTAX INVESTMENT SERVICES, INC.
October 6, 1987 - February 1, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CULLUM & BURKS SECURITIES, INC.
CRD#: 46600 / SEC#: , 8-51487
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
