Eric S. Wong

PAVION BLUE CAPITAL

Newport Beach, CA 92660

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CRD#: 1743789

Professional summary

Eric Siang Wong is a registered financial advisor currently at PAVION BLUE CAPITAL, LLC located in Newport Beach, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Siang Wong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2019 - Present

PAVION BLUE CAPITAL, LLC

Office #1: 23 Corporate Plaza Dr., Suite 150, Newport Beach, CA 92660

RIA

CRD#: 301968

Newport Beach, CA

Past

June 1, 2009 - August 19, 2019

MORGAN STANLEY

RIA

CRD#: 149777

LOS ANGELES, CA

Past

June 1, 2009 - August 19, 2019

MORGAN STANLEY

CRD#: 149777

LOS ANGELES, CA

Past

July 8, 1997 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LOS ANGELES, CA

Past

May 18, 1989 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LOS ANGELES, CA

Past

May 6, 1988 - June 13, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAVION BLUE CAPITAL, LLC

CRD#: 301968 / SEC#: 801-117170

RIA

Registered Investment Advisory firm - (8/16/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/16/2019)

IAR

Washington
(10/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/12/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

PAVION BLUE CAPITAL, LLC

CRD#: 301968 / SEC#: 801-117170

RIA

Registered Investment Advisory firm - (8/16/2019 Approved)

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Contact information

Main Address

23 Corporate Plaza Dr., Suite 150, Newport Beach, CA 92660

Mailing Address

P.o. Box 3574, Palos Verdes Estates, CA 90274

Phone number

(213) 805-6698

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts	568
AUM (Assets Under Management)	$ 399,302,533

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Eric S. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Siang Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

PAVION BLUE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/1994

Series 63

Date: 2/19/1988

SIE

Date: 10/1/2018

Series 3

Date: 5/12/1988

Series 7

Date: 9/19/1987

Current Firm

PAVION BLUE CAPITAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAVION BLUE CAPITAL, LLC

TRUST BUT VERIFY

Contact information

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