Patrick M. Keane

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CRD#: 1743675

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Murphy Keane was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 1987. Patrick had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Position: CFO/Partner Company: Found & Design, LLC (Owned by Spouse, Family business) Non-Investment Related Income - Paid only as a partner from LLC 5 hrs month, not during trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 28, 2020 - March 21, 2024

PROTEUS, LLC

RIA

CRD#: 164085

Darien, CT

Past

October 8, 2009 - April 2, 2012

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

CRD#: 135131

ENGLEWOOD, NJ

Past

February 21, 2006 - July 22, 2009

SAPENO INC.

CRD#: 124769

NEW YORK, NY

Past

October 19, 2004 - July 15, 2005

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

October 21, 1987 - January 23, 2002

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

CRD#: 10485

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROTEUS, LLC

CRD#: 164085 / SEC#: 801-121224

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2021 Terminated)

Indiana

Registered Investment Advisory firm - (6/29/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/2006

General Securities Principal Examination

Current Firm

PROTEUS, LLC

CRD#: 164085 / SEC#: 801-121224

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2021 Terminated)

Indiana

Registered Investment Advisory firm - (6/29/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/23/2021 Terminated)

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Contact information

Main Address

8900 Keystone Crossing Suite 500, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 653-2756

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROTEUS LLC PART 2A 04 25 25 (4/25/2025)

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 217,614,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick M. Keane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

SAPENO INC.

CREDIT AGRICOLE SECURITIES (USA) INC.

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

Primary Firm SEC Registration

PROTEUS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2019

Series 63

Date: 2/17/2005

Series 7

Date: 10/17/1987

Series 24

Date: 5/15/2006

Current Firm

PROTEUS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROTEUS, LLC

TRUST BUT VERIFY

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