Edward P. Lester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Phillip Lester, who also goes by Edward Lester, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1987. Edward had worked at 5 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2002 - December 19, 2002
WORLDCO, L.L.C.
February 22, 2001 - February 12, 2002
GRUNTAL & CO., L.L.C.
October 11, 1996 - February 23, 2001
PRUDENTIAL EQUITY GROUP, LLC
June 25, 1993 - October 29, 1996
GILFORD SECURITIES INCORPORATED
December 1, 1989 - November 10, 1992
GILFORD SECURITIES INCORPORATED
October 20, 1987 - October 4, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/20/2002
Limited Representative-Equity Trader ExamCurrent Firm
WORLDCO, L.L.C.
CRD#: 24673 / SEC#: , 8-41285
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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